Finra jobs
Subscribe to RSS Feed| Posted | Job Title | Company | Location |
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Featured Job Postings from the Web
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| May 30 | Senior Risk Specialist, Office of Risk - New York, NY or Washington, DC | Finra | New York, NY |
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We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual ... your resume through our career site at www.finra.org/careers - no phone calls, please. more |
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| May 30 | Counsel - Market Regulation, Legal - Rockville | Finra | Maryland |
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We Work to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual ... your resume through our career site at www.finra.org/careers - no phone calls, please. more |
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| May 30 | Regulatory Analyst - Market Regulation, Fixed Income - Rockville | Finra | Maryland |
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your resume through our career site at www.finra.org/careers - no phone calls, please. ... relevant rules and regulations enforced by FINRA. Essential Job Functions: Routinely... more |
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| May 03 | Corporate FINRA and Securities Litigation attorney (partner) | Law Firm | New York, NY |
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securities litigator (commercial/contract FINRA etc..) this opportunity is for you ... real estate and securities cases, FINRA Arbitration and SEC litigation. We are... more |
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More Job Postings from the Web
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| May 30 | FINRA Extern (Unpaid) | Finra | Woodbridge, NJ |
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to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more |
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| May 29 | Personal Banker - Los Alamitos, CA (FINRA Licenses 6, 63, Life & Health Preferred) | JPMorgan Chase | California |
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Personal Banker - Los Alamitos, CA *(FINRA Licenses 6, 63, Life & Health ... you may have the opportunity to obtain your FINRA Series 6, 63, and Life Insurance... more |
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| May 25 | Life Insurance Distribution - FINRA / SEC Attorney | Vintage Legal | New York |
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on legal issues under the SEC regulations, FINRA rules, as well as other state and federal insurance laws. Attorney will negotiate, draft and review documents and agreements and... more |
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| May 17 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San An | Chase | San Antonio, TX |
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industry experience, a bachelors degree, and FINRA Series 7 and 63 licenses required (if you dont have either your 7 or 63, you will be required to obtain within 90 days of hire). more |
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| May 17 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - | Chase | San Antonio, TX |
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experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if you don't have either your 7 or 63, you will be required to obtain within 90 days of hire). more |
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| May 16 | Sr. Advertising Compliance Analyst | ING North America Insurance | Minneapolis, MN |
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IARs as well as home office created materials within published turnaround times as well as other related projects assigned. Will be approving based on FINRA, SEC and ING policies... more |
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| May 15 | FINRA Arbitraiton Attorney needed for long-term project | Robert Half Legal | St Louis, MO |
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FINRA Arbitraiton Attorney needed for long-term project Our client, a large financial ... a minimum of 1 year of experience trying FINRA Sales Practice Arbitrations. It's... more |
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| May 08 | Sr. Broker Dealer Customer Service Rep. (FINRA Series 6 Required) | MetLife | Somerset, NJ |
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within the financial services industry. FINRA Series 6 or 7 license. Work shouldnt be something you do just to make ends meet. It should provide satisfactionand an opportunity to... more |
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| May 05 | Sr Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
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within the financial services industry. FINRA Series 6 or 7 license. Experience Required Five to Seven Years Education Required High School Diploma/GED Business Category US... more |
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| May 05 | Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) | MetLife | Somerset, NJ |
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Sr. Broker Dealer Customer Service Rep (FINRA Series 6 or 7 license required) Job ID: ... within the financial services industry. FINRA Series 6 or 7 license. Experience... more |
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| May 04 | FINRA Extern - Office of the Ombudsman | Finra | Rockville, MD |
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to Protect Investors. Join our Team. FINRA is seeking a well-qualified individual ... about operations, enforcement or other FINRA activities. Externs perform a variety... more |
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| Apr 20 | FINRA Legal Extern (Unpaid) | Financial Industry Regulatory Authority | Dallas, TX |
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directly to the FINRA Careers site, enterwww.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more |
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| Apr 20 | FINRA Legal Extern (Unpaid) | Finra | Dallas, TX |
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to the FINRA Careers site, enter www.finra.org/careers into your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more |
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| Apr 12 | FINRA Legal Graduate Extern - Enforcement | Financial Industry Regulatory Authority | Denver, CO |
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application accommodations. Please note: FINRA'sCode of Conductimposes restrictions on ... ABOUT FINRA: The Financial Industry Regulatory Authority (FINRA) is the largest independen... more |
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| Apr 11 | FINRA Legal Graduate Extern - Enforcement | Finra | Denver, CO |
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ABOUT FINRA: The Financial Industry Regulatory Authority (FINRA) is the largest independen ... registered securities representatives. FINRA has approximately 3,200 employees and... more |
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| Apr 04 | FINRA Extern (Unpaid) | Financial Industry Regulatory Authority | Boston, MA |
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directly to the FINRA Careers site, enterwww.finra.org/careersinto your browser to reach ... and Affirmative Action Employer 2012 FINRA. All rights reserved. FINRA is a... more |
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| Apr 03 | Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing Req - San Antonio | JPMorgan Chase | Texas |
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Investment Services Customer Service Rep (FINRA Series 7 & 63) - Wealth Mgmt - Sourcing ... experience, a bachelor's degree, and FINRA Series 7 and 63 licenses required (if... more |
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| Mar 16 | Financial Industry Regulatory Authority (FINRA) | Binghamton University | New York |
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registered securities representatives. FINRA's independent regulation plays a ... and the International Securities Exchange. FINRA has approximately 3,000 employees and... more |
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| Feb 09 | Financial Reporting Specialist | Parker Clark Executive Recruitment | New York, NY |
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s, preparing audited financial statements, preparing quarterly Head Office reports, and preparing Focus Reports. A CPA and working knowledge of FINRA is required and a Series 27... more |
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| Jan 11 | FINRA / Blue Sky Specialist | Special Counsel | New York, NY |
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Top tier NY firm seeks a FINRA / Blue Sky Specialist. Candidates must have a minimum of 4-6 years of applicable experience, gained in a comparable top tier law firm setting, and... more |
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| Oct 25 | Business Analyst - FINRA Trace Feb 2011 Rule Changes Project | Intersearch | New York, NY |
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(ABS) transactions as per changes to FINRA Rule 7730 effective February 14, 2011. ... client?s institutional platform (known to FINRA TRACE as SALB), which will include... more |
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