Compliance Officer jobs - New York, NY
Subscribe to RSS Feed| Posted | Job Title | Company | Location |
|---|---|---|---|
|
Featured Job Postings from the Web
|
|||
| May 28 | Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
|
investment bank. The company seeks an AML Compliance Officer who will be responsible ... address best practices. The AML Compliance Officer has significant interaction with... more |
|||
| May 28 | Compliance Officer Bank Review, AVP | Compliance Search Group | New York, NY |
|
services firm is seeking a Compliance Officer that will join a team of 10 ... professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry... more |
|||
| May 27 | Compliance Officer | Chartis | New York, NY |
|
devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
|||
| May 27 | Chief Compliance Officer - Mortgage Industry | Cybercoders | New York, NY |
|
Chief Compliance Officer - Mortgage Industry Chief Compliance Officer - Mortgage Industry ... - Mortgage Industry, Chief Compliance Officer, CCO, Financial industry, financial... more |
|||
| May 27 | Institutional Options Compliance Officer | Compliance Search Group | New York, NY |
|
and other services, seeks an Options Compliance Officer. The compliance ... developments. Qualifications: 5- 7+ years Compliance experience. In-depth knowledge of... more |
|||
| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
|
Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
|||
| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
|
Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
|||
| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
|
of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
|||
| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
|
program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
|||
| May 22 | Managing Director - Futures/Commodities Compliance - job | Robert Half Finance & Accounting | New York, NY |
|
focused primarily on futures and commodities compliance issues. This represents an ... of regulatory, consulting and Chief Compliance Officer roles within the financial... more |
|||
| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
|
Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
|||
| May 19 | Associate, Compliance (Asset Management) | Stamford, CT | |
|
position will join a team lead by the Chief Compliance Officer that is responsible for ... words: trade compliance, trading compliance, marketing disclosure compliance, code of... more |
|||
| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
|
Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
|||
| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
|
The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
|||
| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
|
The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
|||
| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
|
The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
|||
| May 04 | Global Commercial Banking - Regulatory, Controls, and Business Practices Officer - Investment Banking job | Citigroup | New York, NY |
|
working with Government Affairs, Legal, Compliance, Global AML, Community Affairs, ... Banking. -Partners with colleagues in Legal, Compliance, and In-Business, Independent and... more |
|||
| Apr 17 | Chief Of Staff for Citi's Chief Compliance Officer - job | Citigroup | New York, NY |
|
of compliance responsibilities for the Chief Compliance officer and the Compliance ... Compliance Officer in scoping and managing compliance-oriented projects, drafting,... more |
|||
| Mar 30 | FS CIO Advisory IM BI Experienced Associate | PwC | New York, NY |
|
operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
|||
| Mar 30 | FS CIO Advisory IM BI Senior Associate | PwC | New York, NY |
|
operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider ... data management policies, procedures, compliance & risk management. This includes a... more |
|||
| Mar 22 | PMG FI Compliance Officer - job | BlackRock | New York, NY |
|
Company Overview: BlackRock is a leader in investment management, risk management and advisory services for institutional and retail clients worldwide. With approximately $3.4... more |
|||
| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
|
operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
|||
| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
|
operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
|||
| Mar 07 | FS CIO Advisory ITSM Senior Associate | PwC | New York, NY |
|
operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
|||
Jobs by 
